Our team supports members in practice to ensure they can deal competently and efficiently with their regulatory and related responsibilities. All dealings with members are on a confidential basis.
This is a chargeable service. See our price list for an indication of what a range of our popular services might cost you. We will discuss each assignment with you prior to commencement and we will ensure that the costs are appropriate to the value received by you.
Audit Compliance and Investment Business Review
Our experienced Chartered Accountants will undertake an independent assessment of members' audit and investment procedures and will issue recommendations on any suggested improvements. They can also assist members with the implementation of improvements and new procedures in their firms. See more
Compliance Health Checks
Half day review of key compliance issues affecting your firm, including a report.
Cold File Review
On site or desk based cold file review of audit files.
Our team can provide tailored training, coaching and advice in the areas of Audit, Accounting, Ethics and Investment Business, in your offices, at a time that is convenient to you. See more
Insolvency Compliance Service
Practice Consulting has launched an Insolvency Compliance Service. The practice of insolvency is evolving rapidly and the compliance environment has become more formalised. As part of the Institute’s integrated suite of supports, our team can advise you on general compliance and can carry out your annual insolvency compliance review. See the following link for more information.