Managing AML/CFT compliance – a comprehensive guide for MLRO’s and Nominated Officers

Summary

The role of senior management, and those appointed to oversee a companies Anti Money Laundering regime, is increasingly under scrutiny and subject to inspection. The importance of having an adequate and appropriate compliance regime is of high importance to protect the firm from legal, reputational and ethical breaches.

Venue details:  
Belfast, The Linenhall, 32-38 Linenhall Street, Belfast
Start date & time:  
18 September 2019 09:30
End date & time:  
18 September 2019 17:00
Price: €200.96  (€190.92 Member price)
By registering for this course you have accepted the terms and conditions
Training ticket cost:  
7.00
CPD hours:  
7.00
Speaker details
First nameLast name
Andrew Coles

Description

Product type:  
CPD course
Category:  
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Who should attend?

Money Laundering Reporting Officers, Nominated Officers, Compliance Officers and Managers

Course overview

  • The Legal and Regulatory Anti Money Laundering framework and how it applies nationally and internationally
  • Current "Red Flags and Money Laundering Methodologies and responding to them
  • How to apply a Risk Based Approach to AML compliance
  • CDD/EDD and PEPS
  • How to manage a compliant SAR regime
  • Record Keeping - "if it isn’t written down it didn’t happen"

Key learning outcomes

  • Understand the Regulatory and legal responsibilities of a compliant AML regime
  • How to manage a firms AML responsibilities through the construction of a comprehensive policy and procedural regime
  • How to respond to Regulatory inspections and law enforcement engagement