Regulatory decisions 2017

Regulatory decisions 2017

  • Withdrawal of a firm’s audit registration

    28/02/2018 11:28:12

    The Institute hereby places notice that the Quality Assurance Review Committee affirmed the decision of the Quality Assurance Committee to withdraw the audit registration of the firm of John A Colgan & Co of 7 Fairview Strand, Fairview, Dublin 3 for breach of the Audit Regulations.  This order took effect on 31 December 2017.

     

    The Institute of Chartered Accountants in Ireland regulates its members in accordance with the provisions of its Bye Laws openly and in the public interest. Oversight of this role is performed independently by the Chartered Accountants Regulatory Board.


  • Withdrawal of a member's Practising Certificate, firm's Audit Registration and Investment Business Authorisation

    31/10/2017 14:46:10
    The Institute hereby places notice that:
    Withdrawal of a member's Practising Certificate
    The Quality Assurance Committee made an order to withdraw a member's Practising Certificate for non-compliance with the Public Practice Regulations.  This order took effect on 24 October 2017.  On this occasion, the Committee exercised its discretion not to include the name of the member in the publication.
    Withdrawal of a firm's Audit Registration
    The Quality Assurance Committee made an order to withdraw the Audit Registration of a firm for non-compliance with the Audit Regulations.  This order took effect on 24 October 2017.  On this occasion, the Committee exercised its discretion not to include the name of the firm in the publication.
    Withdrawal of a firm's Investment Business Authorisation
    The Quality Assurance Committee made an order to withdraw the Investment Business Authorisation of a firm for non-compliance with the Investment Business Regulations.  This order took effect on 24 October 2017.  On this occasion, the Committee exercised its discretion not to include the name of the firm in the publication.
    The Institute of Chartered Accountants in Ireland regulates its members in accordance with the provisions of its Bye-Laws openly and in the public interest.  Oversight of this role is performed independently by the Chartered Accountants Regulatory Board.

  • Withdrawal of a firm's Investment Business Authorisation and entitlement to hold Clients' Money

    31/10/2017 14:23:34
    The Institute hereby places notice that:
    Withdrawal of a firm's entitlement to hold clients' money
    The Quality Assurance Committee made an order to withdraw entitlement to hold clients' money of the firm Nick Linnane & Co, Ivy House, Main Street, Moate, Co Westmeath for non-compliance with Chapter 9 of the Public Practice Regulations.  This order took effect on 18 October 2017.
    Withdrawal of a firm's Investment Business Authorisation
    The Quality Assurance Committee made an order to withdraw the Investment Business Authorisation of the firm Nick Linnane & Co, Ivy House, Main Street, Moate, Co Westmeath for non-compliance with the Investment Business Regulations.  This order took effect on 26 September 2017.
    The Institute of Chartered Accountants in Ireland regulates its members in accordance with the provisions of its Bye-Laws openly and in the public interest.  Oversight of this role is performed independently by the Chartered Accountants Regulatory Board.

  • Withdrawal of a member’s practising certificate 7 June 2017

    04/07/2017 13:01:17

    The Quality Assurance Review Committee affirmed the decision of the Quality Assurance Committee to withdraw the practising certificate of a member for non-compliance with the Public Practice Regulations. This order took effect on 7 June 2017.


  • Withdrawal of a firm’s audit registration and investment business authorisation

    19/05/2017 15:03:29

    The Institute of Chartered Accountants in Ireland regulates its members in accordance with the provisions of its Bye Laws openly and in the public interest. Oversight of this role is performed independently by the Chartered Accountants Regulatory Board.  The Institute hereby places notice that:

    Withdrawal of a firm’s audit registration and investment business authorisation

    The Quality Assurance Committee made an order to withdraw the audit registration and the investment business authorisation of the firm of Kiernan and Company, Bridge House, Clash Road, Curraheen, Co Cork, Ireland for failing to comply with the Audit Regulations and the Investment Business Regulations. This order took effect on 20 April 2017.


  • Withdrawal of a member’s practising certificate

    05/05/2017 13:38:20

    The Quality Assurance Committee made an order to withdraw the practising certificate of a member for non-compliance with the Public Practice Regulations. This order took effect on 11 November 2016.


  • Withdrawal of a firm’s investment business authorisation

    05/05/2017 13:40:50

    The Quality Assurance Committee made an order to withdraw the investment business authorisation of a firm for non-compliance with the Investment Business Regulations. This order took effect on 11 November 2016.


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