• Current students
      • Student centre
        Enrol on a course/exam
        My enrolments
        Exam results
        Mock exams
      • Course information
        Students FAQs
        Student induction
        Course enrolment information
        F2f student events
        Key dates
        Book distribution
        Timetables
        FAE elective information
        CPA Ireland student
      • Exams
        CAP1 exam
        CAP2 exam
        FAE exam
        Access support/reasonable accommodation
        E-Assessment information
        Exam and appeals regulations/exam rules
        Timetables for exams & interim assessments
        Sample papers
        Practice papers
        Extenuating circumstances
        PEC/FAEC reports
        Information and appeals scheme
        Certified statements of results
        JIEB: NI Insolvency Qualification
      • CA Diary resources
        Mentors: Getting started on the CA Diary
        CA Diary for Flexible Route FAQs
      • Admission to membership
        Joining as a reciprocal member
        Admission to Membership Ceremonies
        Admissions FAQs
      • Support & services
        Recruitment to and transferring of training contracts
        CASSI
        Student supports and wellbeing
        Audit qualification
        Diversity and Inclusion Committee
    • Students

      View all the services available for students of the Institute

      Read More
  • Becoming a student
      • About Chartered Accountancy
        The Chartered difference
        Student benefits
        Study in Northern Ireland
        Events
        Hear from past students
        Become a Chartered Accountant podcast series
      • Entry routes
        College
        Working
        Accounting Technicians
        School leavers
        Member of another body
        CPA student
        International student
        Flexible Route
        Training Contract
      • Course description
        CAP1
        CAP2
        FAE
        Our education offering
      • Apply
        How to apply
        Exemptions guide
        Fees & payment options
        External students
      • Training vacancies
        Training vacancies search
        Training firms list
        Large training firms
        Milkround
        Recruitment to and transferring of training contract
      • Support & services
        Becoming a student FAQs
        School Bootcamp
        Register for a school visit
        Third Level Hub
        Who to contact for employers
    • Becoming a
      student

      Study with us

      Read More
  • Members
      • Members Hub
        My account
        Member subscriptions
        Newly admitted members
        Annual returns
        Application forms
        CPD/events
        Member services A-Z
        District societies
        Professional Standards
        ACA Professionals
        Careers development
        Recruitment service
        Diversity and Inclusion Committee
      • Members in practice
        Going into practice
        Managing your practice FAQs
        Practice compliance FAQs
        Toolkits and resources
        Audit FAQs
        Practice Consulting services
        Practice News/Practice Matters
        Practice Link
      • In business
        Networking and special interest groups
        Articles
      • Overseas members
        Home
        Key supports
        Tax for returning Irish members
        Networks and people
      • Public sector
        Public sector presentations
      • Member benefits
        Member benefits
      • Support & services
        Letters of good standing form
        Member FAQs
        AML confidential disclosure form
        Institute Technical content
        TaxSource Total
        The Educational Requirements for the Audit Qualification
        Pocket diaries
        Thrive Hub
    • Members

      View member services

      Read More
  • Employers
      • Training organisations
        Authorise to train
        Training in business
        Manage my students
        Incentive Scheme
        Recruitment to and transferring of training contracts
        Securing and retaining the best talent
        Tips on writing a job specification
      • Training
        In-house training
        Training tickets
      • Recruitment services
        Hire a qualified Chartered Accountant
        Hire a trainee student
      • Non executive directors recruitment service
      • Support & services
        Hire members: log a job vacancy
        Firm/employers FAQs
        Training ticket FAQs
        Authorisations
        Hire a room
        Who to contact for employers
    • Employers

      Services to support your business

      Read More
☰
  • Find a firm
  • Jobs
  • Login
☰
  • Home
  • Knowledge centre
  • Professional development
  • About us
  • Shop
  • News
Search
View Cart 0 Item
  • Home/
  • Product
LOADING...

Please do not leave or close this window while the request is processing.
All Categories : Practice toolkit

Anti-Money Laundering Policies and Procedures (ROI & NI)


Available: In stock
Summary

Anti-Money Laundering compliance with the EU Fourth and Fifth Money Laundering Directives in ROI and NI – available to download now.

Price: -   
Qty
Please tick to accept the terms and conditions.
Product type:  
Practice toolkit

Release date: 11 March 2024

This toolkit is a licenced product.  The annual licence fee (€150/£125 + VAT) is payable on the first anniversary of purchase of this toolkit, and annually thereafter.

Are your Anti Money Laundering Procedures up to date?  The EU Fourth and Fifth Money Laundering Directives have resulted in significant changes to the Anti-Money Laundering (AML) regimes in the Republic of Ireland and the United Kingdom.  All accountancy firms are required to have up to date policies, controls and procedures in place to protect against Money Laundering and Terrorist Financing (MLTF).

This toolkit provides template policies and procedures and a range of checklists to assist you with compliance with the current AML regimes, and is suitable for firms operating in both ROI and UK . 

  It addresses the requirements and guidance in the following:

  • Criminal Justice Act (Money Laundering and Terrorist Financing) Act 2010 as amended;
  • Technical Release TR 01/2019 (Updated March 2022)- Anti-Money Laundering Guidance for Members of the Bodies affiliated to the Consultative Committee of Accountancy Bodies in Ireland (CCAB-I);
  • Proceeds of Crime Act 2002;
  • Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 as amended;
  • Anti-Money Laundering, Counter-Terrorist and Counter- Proliferation Guidance for the Accountancy Sector (UK), issued by CCAB.

Key features:

The toolkit includes an AML Manual explaining the firm’s obligations and setting out policies and procedures, including those relating to the Firm-wide Risk Assessment, Customer Due Diligence (CDD), internal and external reporting, training and record keeping.

It also includes a set of Pro Forma Procedures containing a range of useful tools including:

  • Pro Forma CDD procedures, with checklists for client identification, client risk assessment, client verification, ongoing monitoring and reliance on third parties;
  • CDD control sheet;
  • Internal reporting checklist and template, external reporting checklist, and report register;
  • Firm-wide Risk Assessment template;
  • AML Compliance Review checklists;
  • Anti-Money Laundering Training Record and Annual Declaration of Awareness;
  • Electronic Identification Service checklist;
  • Template third party reliance agreements for ROI and NI.

The manual is in Word format, with all checklists on Excel.

The toolkit is regularly updated to keep you compliant with changes in AML law and regulations.

Downloading your toolkit
Once you have placed your order online, first print your invoice if you require one. Following this, go into your My Account area on the website and open My courses & downloads.   Your toolkit will be available to download there. You have up to 90 days from the date of purchase to download your toolkit.

For more information, contact us atPractice Consulting

Category:  
Practice toolkits ALL A-Z
Weight:  
Dimension:  
Customers who viewed this item also viewed
Procedures for Quality Audit

Practical and intuitive audit procedures using the Microsoft Excel platform – includes whole firm and individual client work programmes – available to download now

View product
Audit Exempt Resource Pack 2022

Control the risk and improve the quality and efficiency of financial statements compilation assignments by using this toolkit. Available to download now .

View product
Financial Statements Disclosure Checklist 2020 ROI

This popular toolkit has been brought right up-to-date to encompass changes to Company Law and Accounting Standards, and has been extended to include small companies and micro companies. It is now published as a fully-linked Excel workbook. – available to download now

View product

The latest news to your inbox

Useful links

  • Current students
  • Becoming a student
  • Knowledge centre
  • Shop
  • District societies

Get in touch

Dublin HQ

Chartered Accountants
House, 47-49 Pearse St,
Dublin 2, D02 YN40, Ireland

TEL: +353 1 637 7200
Belfast HQ

The Linenhall
32-38 Linenhall Street, Belfast,
Antrim, BT2 8BG, United Kingdom

TEL: +44 28 9043 5840

Connect with us

Something wrong?

Is the website not looking right/working right for you?
Browser support
CAW Footer Logo-min
GAA Footer Logo-min
CCAB-I Footer Logo-min
ABN_Logo-min

© Copyright Chartered Accountants Ireland 2020. All Rights Reserved.

☰
  • Terms & conditions
  • Privacy statement
  • Event privacy notice
  • Sitemap
LOADING...

Please wait while the page loads.