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Staying out of Trouble - Must Know Compliance & Management (ROI/NI) - On Demand

Summary

From Anti Money Laundering to ISQM, CPD and Investment Business, there is seemingly ever increasing levels of compliance involved in both setting up and running your own practice. This half day session will provide you an overview of the key regulatory needs that you must address to ensure that both you and your practice meet your compliance requirements and achieve the best possible quality management standards.

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Venue details:  
On Demand webinar, ,
Start date & time:  
20 February 2025 00:00
End date & time:  
31 December 2026 00:00
Price:  
By registering for this course you have accepted the terms and conditions
Training ticket cost:  
4.00 Training Tickets accepted
CPD hours:  
3.50
Schedule details Select session for meeting registration
No sessions have been associated with this event.
Speaker details
Product type:  
CPD online course

Booking Information

Once you have booked your course the link to the recording will be available in your "My account" area.

Please be aware that you will have access to this course for 180 days from the date of purchase

Online courses cannot be booked on behalf of someone else. Access will only be granted to the person completing the online order

Who should attend

This course was recorded in February 2025. This course specifically focuses on the compliance and quality management needs of Chartered Accountants Ireland members in practice in the Republic of Ireland and Northern Ireland.

Course overview

How to ensure you meet your regulatory/compliance and quality management needs in the following areas will be covered during this session:

  • Incorporating your Practice – the key steps
  • Meeting your Professional Indemnity Insurance requirements
  • Names & Letterheads
  • An Overview of the Professional Standards Department
  • Complying with the Code of Ethics in practice
  • Adhering to the CPD Regulations
  • The pitfalls of Changing Professional Appointments
  • Client Monies – the key rules
  • Anti-Money Laundering Compliance – the common issues to avoid at your firm
  • Audit, Insolvency & Investment Business – the authorisations you need
  • The International Standards on Quality Management (ISQM) – what you need to do to ensure that your practice continues to adhere to these standards into 2025 and beyond; and
  • Claims & Complaints – How to avoid them!

Key Learning Outcomes

Gain an overview of the key regulatory and compliance issues facing those in practice today.

Speaker Bios

Conal Kennedy FCA- Conal is Head of Practice Consulting in Chartered Accountants Ireland. He and his team provide advice and support to practices throughout Ireland, and publish a range of practice toolkits covering audit, accounting and compliance. Over a 16 year period in Practice Consulting, Conal has coached and advised many practices through major change events such as mergers, acquisitions and retirements. He has also advised on practice development and marketing.

Jeremy Twomey FCA-Jeremy in his role as Practice Consulting Manager works to support our member practitioners across our service areas, with a particular focus on compliance support, training and our associated advisory services. Jeremy is a Fellow of the Institute, having trained with Ernst & Young; he has held senior management positions across both financial and professional services, as well as the public sector.

Note for Legacy CPA Members

Members who joined Chartered Accountants Ireland following the amalgamation on 1 September, please contuine to book on the CPA Portal here to ensure you receive your member discount.

Contact us

If you have any questions regarding this or any other CPD course or requirements, please feel free to contact the team here or call us at (+353) 01 523 3930

    Category:  
    Audit and assurance, Chartered courses, Practice and business improvement
    People at meeting
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