Regulatory decisions 2019

Withdrawl of a firm's investment business authorisation

The Institute of Chartered Accountants in Ireland regulates its members in accordance with the provisions of its Bye-Laws openly and in the public interest.  Oversight of this role is performed independently by the Chartered Accountants Regulatory Board.  The Institute hereby places notice that:
The Quality Assurance Committee made an order to withdraw the investment business authorisation of a firm for failing to comply with the Investment Business Regulations.  This order took effect on 19 February 2019.  On this occasion, the Committee exercised its discretion not to include the name of the firm in the publication.

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