Format
This course will be delivered online over a six-week
period. Each module will take place on Wednesday evenings from
6:00 PM to 8:00 PM , running consecutively
from Wednesday, 17 September to Wednesday, 29
October . By booking this course, participants are registering for the full series of sessions and are expected to attend all six modules.
Who should attend
The course will benefit a wide range of participants, including executive and non-executive
board members, senior executives, management and key staff across various business
functions as well as risk, regulatory, audit and compliance professionals
Course overview
- Week 1 - Anti Money Laundering (AML) and Counter Terrorism Financing (CTF) Definitions and Impacts Overview of International Standards and Regulatory Framework Financial Sanctions Emerging Trends, Recent Regulatory Developments Interactive Elements: Polls and Q&A
- Week 2 -
The UK's AML/CTF Regulatory Regime Competent / Supervisory Authorities in the UK Focus: FCA - Supervision & Enforcement Overview of AML/CTF obligations of financial services firms Focus: Customer Due Diligence obligations Interactive Elements: Q&A - Discussion on practical challenges. Case Study/Scenario Group Activity
- Week 3 - AML Compliance Programs Roles and Responsibilities within financial services firms Compliance Monitoring, Risk Management, Internal Audit Remediations and Corrective Actions Reporting & Disclosure Obligations Interactive Elements: Case Study / Scenario Group Discussion / Q&A
- Week 4 - Interactions with Competent Authorities Reporting Requirements Inspections Information Requests & Investigations Focus: Managing AML inspections Legal Considerations Interactive Elements - Q&A Session
- Week 5 - Impact of Technology Risks presented by technology The use of AI/Machine Learning /Data Analytics for AML/CTF in Industry How technology can support regulation & law enforcement Data privacy considerations Interactive Elements - Examples in practice
- Week 6 - Interactive Session & Course Recap Q&A Discussion (Selected Topics) Recap - Prep for MCQ
Key learnings outcomes
By the end of this course, participants will be able to:
Outline the regulatory regime in the UK to prevent money laundering and counter terrorist financing (AML/CTF), together with understanding compliance best practices
Speaker bio
Tracy Tookey - GRC Consultant,
Tracy Tookey Consulting Limited For over 25 years, Tracy has performed a variety of roles at senior, group, and board level in the financial & corporate services sectors as well as in the public and not for profit sectors covering a range of GRC SME areas and jurisdictions. Tracy currently runs her own consultancy business - Tracy Tookey Consulting Limited - which provides advisory & support services, director & officer appointments, and training to a range of clients, educational establishments, and professional bodie.
Note for Legacy CPA Members
Members who joined Chartered Accountants Ireland following the amalgamation on 1 September, please continue to book on the CPA Portal here
to ensure you receive your member discount.
Contact us
If you have any questions regarding this or any other CPD course or requirements, please feel free to contact the team here or call us at
(+353) 01 523 3930
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