Insurance brokers/Financial Services companies

This is what we consider to be the most relevant legislation currently available for Insurance brokers/Financial Services companies. Where cited ‘As amended’, amendments made by subsequent legislation are incorporated up to a date that is stated at the beginning of the regulation. Other UK legislation is available here.

Insurance brokers/Financial Services companies Link
Financial Services and Markets Act 2000 (As amended)
The Financial Services and Markets Act 2000 (Communications by Auditors) Regulations 2001
Financial Conduct Authority (FCA) Handbook
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