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Insurance brokers/Financial Services companies

This is what we consider to be the most relevant legislation currently available for Insurance brokers/Financial Services companies. Where cited ‘As amended’, amendments made by subsequent legislation are incorporated up to a date that is stated at the beginning of the regulation. Other UK legislation is available here.

Insurance brokers/Financial Services companies Link
Financial Services and Markets Act 2000 (As amended) https://www.legislation.gov.uk/ukpga/2000/8/contents
The Financial Services and Markets Act 2000 (Communications by Auditors) Regulations 2001 https://www.legislation.gov.uk/uksi/2001/2587/contents/made
Financial Conduct Authority (FCA) Handbook https://www.handbook.fca.org.uk/handbook
Chartered Accountants Ireland can accept no responsibility for the content on any site that is linked to from the Institute website. Links are provided in good faith for the potential support of members and students.

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