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Insurance brokers/Financial Services companies

This is what we consider to be the most relevant legislation currently available for Insurance brokers/Financial Services companies. Where cited ‘As amended’, amendments made by subsequent legislation are incorporated up to a date that is stated at the beginning of the regulation. Other UK legislation is available here.

Insurance brokers/Financial Services companies Link
Financial Services and Markets Act 2000 (As amended) https://www.legislation.gov.uk/ukpga/2000/8/contents
The Financial Services and Markets Act 2000 (Communications by Auditors) Regulations 2001 https://www.legislation.gov.uk/uksi/2001/2587/contents/made
Financial Conduct Authority (FCA) Handbook https://www.handbook.fca.org.uk/handbook
Chartered Accountants Ireland can accept no responsibility for the content on any site that is linked to/from the Institute website. Links are provided in good faith for the potential support of members and students.

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