Finding and Order
That a member firm of the Institute, with an address in Northern Ireland did act in breach of the Code of Ethics for Members (2020): Fundamental Principles (c ) Professional Competence and Due Care in that a Reporting Accountants Report in respect of a solicitor firm, issued to the Law Society of Northern Ireland was not in compliance with the Solicitors’ Accounts Regulations 2014
and is accordingly liable to disciplinary action under the Institute’s Disciplinary Bye-Laws.
The Acting Head of Professional Conduct finds the member’s actions amount to poor professional performance.
The Acting Head of Professional Conduct finds the Formal Allegation proven and makes an Order as to Sanction that the Member be subject to a reprimand, a fine of €1,500 and a contribution to costs in the amount of €200.
This order took effect from 5 October 2023.
Background and outline of disciplinary matter
The member firm issued a report to the Law Society that was not in compliance with the Solicitors’ Accounts Regulations 2014. While breaches had been identified, due to an administration error these were not reproduced onto the final report.
Identification of appropriate orders
Recognising the benefits of resolution through the settlement process, the Acting Head of Professional Conduct considered the findings and orders made appropriate having regard to the objectives of the Disciplinary Bye-Laws, the applicable guidelines on sanctioning and the particular facts and circumstances of the matter before it.
Reference: Karen Jones, Gibney Communications
Ph: 01 6610 402
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