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Regulatory reporting

The documents listed below have been prepared in consultations with a number of regulatory bodies to provide guidance for accountants and auditors when dealing with  specific issues and regulatory reporting matters.

Central Bank of Ireland

  • Technical Release 07/2016 Auditors reporting in accordance with Client Asset Regulations
  • Technical Release 01/2018 Irish Collective Asset-management Vehicles Act 2015 - Guidance for Auditors
  • Technical Release 01/2017 Guidance for Auditors Reporting in Accordance with Investor Money Regulations for Fund Service Providers June 2017
  • Technical Release 01/2015 "Section 27BA of the Central Bank Act 1997 – Guidance for Auditors"
  • Technical Alert 05 2016 Update on prescribed enactments for the purposes of section 27B of the Central Bank Act 1997
  • M46 Reporting to the Financial Regulator under The Central Bank and Financial Services Authority of Ireland Act 2004 (Revised Jan 2008)  
  • Technical Alert 02 2018 Illustrative auditor reports SFCR periods beginning on or after 17.06.16
  • Technical Alert 01 2016 Reporting on regulatory returns of insurers extract from Practice Note 20(I)
  • Technical Alert 01/2015 Independent Accountants Report ICAV 2015
  • Technical Alert 01 2017 auditor reports on SFCR 12 May 2017
  • Technical Release 13/2016 Guidance for Insurance Auditors
  • M44 Guidance for reporting in accordance with Guidance Note 1/05 Undertakings for Collective Investment in Transferable Securities (UCITS) Publication of a Simplified Prospectus issued by the Financial Regulator.
  • Information Sheet IS 01/2008 Reports from Auditors appointed pursuant to Section 33 of the Investment Intermediaries Act 1995 on unincorporated entities

Other regulatory reports

  • Technical Release 03/2018 PSRA Licence applications
  • Technical Release 02/2017 Irish Company Law Requirements: Audit Committees
  • Technical Release 01 2016 Solicitors Accounts Regulations 2014 - Republic of Ireland
  • Technical Release 11/2016 Letters of Confirmation
  • Technical Release 12/2016 UK Estate Agents Act 1981
  • M35 Solicitor's Accounts Regulations 1998 - Northern Ireland

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